Managing my financial journey
Managing my financial journey

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Managing my financial journey

References

Bank of England and FSA (2012) ‘The Bank of England, Prudential Regulation Authority’, October [Online]. Available at www.bankofengland.co.uk/publications/Documents/other/pra/bankingappr1210.pdf (Accessed 16 November 2012).
CCL (2010) ‘FSA CEO outlines new conduct regulation strategy – consumer protection through early intervention’, March [Online]. Available at www.cclcompliance.co.uk/news_and_events/news/9627 (Accessed 28 October 2011).
FCA (2013a) ‘Principles for Businesses’ [Online]. Available at http://fshandbook.info/FS/html/FCA/PRIN (Accessed 21 December 2013).
FCA (2013b) ‘Journey to the FCA’ [Online]. Available at www.fca.org.uk/your-fca/documents/fsa-journey-to-the-fca (Accessed 21 December 2013).
FSA (2006) ‘Treating customers fairly – towards fair outcomes for consumers’, London, FSA [Online]. Available at http://www.fca.org.uk/static/fca/documents/fsa-tcf-towards.pdf (Accessed 7 March 2016).
FSA (2007) ‘Principles-based regulation: focusing on the outcomes that matter’, London, FSA [Online]. Available at www.fsa.gov.uk/pubs/other/principles.pdf (Accessed 7 November 2009).
FSA (2009) ‘Retail Distribution Review’ [Online]. Available at www.fsa.gov.uk/Pages/About/What/rdr/index.shtml (Accessed 20 December 2009).
FSA (2010) ‘Client Assets Sourcebook (Enhancements) Instrument (Policy Statement 10/16’ [Online]. Available at www.fsa.gov.uk/pages/Library/Policy/Policy/2010/10_16.shtml(Accessed 15 November 2010).
FSA (2011a) ‘Recovery and resolution plans’, Consultation Paper 11/16, August [Online]. Available at ww.fsa.gov.uk/pubs/cp/cp11_16_newsletter.pdf (Accessed 26 October 2011).
FSA (2011b) ‘Product intervention’, Discussion Paper 11/01, January [Online]. Available at www.fsa.gov.uk/pages/Library/Policy/DP/2011/11_01.shtml (Accessed 28 October 2011).
FSA (2011c) ‘Retail conduct risk outlook 2011’, February [Online]. Available at www.fsa.gov.uk/pages/Library/Corporate/rcro/index.shtml (Accessed 28 October 2011).
FSA (2011d) ‘Mortgage Market Review: proposed package of reforms’, Consultation Paper 11/31 [Online]. Available at www.fsa.gov.uk/pubs/cp/cp11_31.pdf (Accessed 3 June 2012).
FSA (2011e) ‘Consumer complaints: the ombudsman award limit and changes to complaints-handling rules’, Consultation Paper 11/16, May [Online]. Available at www.fsa.gov.uk/pages/Library/Policy/CP/2011/11_10.shtml (Accessed 28 October 2011).
HM Treasury (2011) ‘A new approach to financial regulation: the blueprint for reform’, Cm8083, June [Online]. Available at www.hm-treasury.gov.uk/d/consult_finreg__new_approach_blueprint.pdf (Accessed 28 October 2011).
Holt, S. (2015) UK Financial Regulation, London, Chartered Institute for Securities & Investment.
Hudson, A. (2009) The Law of Finance, London, Sweet & Maxwell.
Hunton & Williams LLP (2009) ‘HSBC fined £3m ($5m) for data security failings in the UK’ [Online]. Available at www.huntonprivacyblog.com/2009/07/22/hsbc-fined-3-million-5-million-for-data-security-failings-in-uk/ (Accessed 24 August 2009).
Turner, C. (2008) FSA Financial Regulation: The Official Learning and Reference Manual, 13th edn, London, Securities and Investment Institute.
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