In Weeks 1 to 3, you gained a picture of how the behaviour and thinking style of autistic people may differ from that of neurotypical people, and you have learned which of these key differences form the basis for diagnosis. But how and why do such differences come about? This is a question that scientists have tried to answer, offering explanations or
Now watch the following video in which Dr Ilona Roth introduces this week’s work.

By the end of this week you should be able to:
Psychological theories of autism seek to explain the characteristic behaviour and thinking style in terms of underlying
We will start with the theory known, confusingly, as ‘Theory of Mind’ theory, which is probably the most influential explanation of the social challenges in autism.
Back in the 1980s, autism researchers Simon Baron-Cohen, Uta Frith and Alan Leslie set out to investigate why children and adults with autism seemed prone to misunderstanding social situations, and were claimed to be unaware of other people’s feelings. They devised an elegant psychological test which suggested that most children with autism have great difficulty in ‘putting themselves in another person’s shoes’, that is, understanding that others have thoughts, knowledge, beliefs, desires and goals which may differ from their own. This difficulty in understanding other people’s thoughts and points of view is known as a
The task, developed by Baron-Cohen and his colleagues and used frequently in subsequent studies, is known as the
You and a friend, Kelly, drive to the shops in your car. You park in a particular street (Mount Street) and as you both have different shops to visit, you arrange to meet back at the car in an hour’s time. Shortly after parting from your friend, you realise that you have left your wallet at home, so you drive home to fetch it. When you get back to where you parked before, the parking spaces are full, so you have to park in a different street (Park Street). You know that when Kelly goes to meet you she will have the false belief that the car is where you originally parked it. Unless you can contact her first, she will go to meet you in Mount Street, not in Park Street.
Of course these days, mobile phones offer a ready solution to problems like this. The point is to illustrate what neurotypical people routinely understand or figure out about what another person is thinking. Without an understanding that Kelly would hold a false belief about your meeting place, you would not even realise that it was necessary to redirect her! So the ability to understand false belief is an important aspect of understanding other people’s thoughts and beliefs – that is, theory of mind.
Simon Baron-Cohen used the Sally–Anne task to investigate whether autistic children could understand false belief. The following download contains an animation that illustrates this test and his results. After watching the animation, answer the three questions that follow it, and pay careful attention to the feedback.
You can find the downloadable Sally–Anne task at this link.
You can find instructions for downloading and using the Sally–Anne task at this link.
If you can't use this download, or prefer not to, here is an image showing the key contents of the animation:
When this task is used with typically developing children, it is found that over the age of 4–5 years, most are able to correctly identify that Sally has a false belief about the location of the marble.
Now watch a short video, in which Baron-Cohen first tested two children with autism and then a younger neurotypical child on the task. Notice that most children with autism (around 80%) fail on the ‘belief’ question ‘Where will Sally look for her marble?’, while children in the two control groups mostly pass. What does failure on the belief question suggest? Note down your explanation.

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Baron-Cohen and his colleagues argued that instead of 'putting themselves in Sally's shoes', the autistic children assume that Sally’s belief about where she will find her marble is the same as their own knowledge of where the marble really is. In short, the study suggests that children with autism have difficulty understanding another person's thoughts, which in this case are different from their own.
The basic finding of the Sally–Anne task has been
Note that the task does not offer a way of diagnosing autism. Not all autistic people fail it, and some neurotypical people may also find it difficult.
Over the decades since the Sally-Anne false belief task findings were first reported, their implications have been widely questioned and qualified. However, a quite common occurrence in autism is that a person fails to give some crucial information to another person. This could well reflect a problem in understanding other people's knowledge of a situation.
Read the following extract, and explain how it fits with the idea that ToM is a challenge for autistic people:
One of the most recurrent problems throughout middle childhood was my constant failure to distinguish between my knowledge and that of others. Very often my parents would miss deadlines or appointments because I failed to tell them of these matters. For instance, my parents missed the school’s Open House in my fifth grade and my mom asked me afterward ‘why didn’t you tell us about it?’ ‘I thought you knew it’, I replied.
Sarah seems not to understand that her parents don’t have exactly the same thoughts as she does. Because she has not told them about the Open House at school, they have no knowledge that it is due to happen.
ToM is about understanding other people’s
Participants in the test were presented with stories like this one which contains an example of irony:
Ann’s mother has spent a long time cooking Ann’s favourite meal: fish and chips. But when she brings it in, Ann is watching TV, and she doesn’t even look up or say thank you. Ann’s mother is cross and says ‘Well that’s very nice isn’t it! That’s what I call politeness!’
The participants were asked:
Question 1: Is it true what Ann’s mother says?
Question 2: Why does Ann’s mother say this?
While autistic participants were able to identify that what Ann’s mother says is not true, most struggle to identify why she might say it, suggesting, for instance, that she was ‘having a joke’. A person who has difficulty in reading the meanings and intentions behind other people’s utterances may find all such expressions, interpreted literally, really puzzling or disconcerting. The consequences can sometimes be really profound.
In this extract, Wenn Lawson describes how, years ago when autism was less well known, his literal interpretation of questions from a psychiatrist led him to be misdiagnosed with schizophrenia (Lawson and Roth, 2011).
In Week 2 you viewed two video clips titled ‘Socially awkward’ and 'Misunderstanding', which you might like to watch again, considering how ToM difficulties could affect the behaviour of the young man in the clip.
Just how ToM and language skills are linked is debatable (de Villiers, 2000). Autistic people with pronounced language problems are more likely to fail false belief tasks, possibly suggesting that language difficulties cause ToM difficulties rather than the other way round. With much greater awareness of literal-mindedness these days, organisations like the National Autistic Society advocate clear, straightforward language for communicating with people in the autistic community.
You will recall from Week 2 that ‘non-social’ features of autism include the tendency to repeat particular movements or activities, to be stuck with familiar routines and to be resistant to anything new or unfamiliar, however insignificant the change might seem to others. Here we look at two theories which focus on these traits.
Some experimental tests suggest that the profile just described reflects problems with
The puzzle consists of three pegs, A, B and C, and a set of rings that vary in size. At the start of the test, the rings are arranged in order of size on peg A (see Figure 2). The aim is to move all the rings, one at a time and in as few moves as possible, to peg C, with the constraint that a larger ring can never be placed on top of a smaller ring. To succeed at this task the participant must work out an overall strategy or plan for transferring the rings – the secret is in the way all three pegs, including peg B, are used as ‘staging posts’.
You might like to find an online version of the Tower of Hanoi puzzle (such as this one) and try it for yourself. (Note: neurotypical people as well as autistic people may find this task difficult. No conclusions can be drawn from finding the task challenging.)
Other executive function tasks test flexibility and the ability to generate new ideas.
Watch this video clip, in which Dr Jamie Craig asks first a child with autism, and then a typically developing child to suggest new uses for a piece of foam. You will notice that while both children come up with some ideas, the typically developing child offers a greater and richer range of suggestions (Craig and Baron-Cohen, 1999).

Executive function difficulties may be one reason why even able autistic people can find everyday life challenging. Difficulties with everyday organisational tasks are well illustrated in this interview extract with Wenn Lawson (Lawson and Roth, 2011):
As you saw in Week 2, people on the autism spectrum often have a very good eye for detail, coupled with difficulty in ‘seeing the wood for the trees’, that is, in grasping the most salient aspects of a concept or idea. This thinking style is sometimes known as

This kind of visual eye for detail could be very useful in jobs such as quality control on a production line, where picking up subtle flaws in a product is crucial. Conversely, an autistic person may find it hard to work out what a whole object is from drawings of parts, or be unable to arrange apparently random sentences into a coherent story. This could, for instance, put a student at a disadvantage when trying to assemble information for an essay.
Weak central coherence could help to explain the narrow, specific focus of special interests and adherence to familiar routines in people with autism. Although changes to routines may seem minor and unimportant to a neurotypical person, for an autistic person, the feeling that everything is not exactly how they expect it and prefer it to be may provoke extreme anxiety.
Watch these video clips in which two autistic people describe their perfectionist tendencies.


Attention to detail by autistic people does not invariably show up in experimental tests. However, the theory does resonate with what a lot of autistic people experience, and also seeks to address strengths as well as challenges in the autistic thinking style. Next we will consider one more recent theory which aims to integrate some features of the approaches discussed so far.
As you have seen, the ToM approach primarily focuses on social challenges in autism, while executive function and weak central coherence focus primarily on non-social aspects. In the early 2000s, Baron-Cohen proposed a new theory which combined revised ideas about the social difficulties with a new approach to the non-social differences. This is known as the
One stimulus for Baron-Cohen's new approach was some research suggesting that autistic people may struggle to understand other people’s emotions or feelings. In one experimental test known as ‘Reading the Mind in the Eyes’, participants looked at images such as the one below, and had to choose which of the emotions mentioned was being portrayed (Baron-Cohen et al., 2001). Autistic adults had more difficulty than control participants, and often made the wrong choice.
Bringing earlier ToM work together with research on emotion recognition, Baron-Cohen proposed that autistic people may have difficulty with
This quote from Luke Jackson, who wrote his own guide to Asperger syndrome when a teenager, illustrates a systemising approach in his fascination with chain reactions and springs.
I like the idea of chain reactions – one thing happening which triggers off another, which triggers off another and so on and so on. I used to put string round a dozen objects and watch them all fall down at once. That’s why I love slinkies (coiled springs) so much. When you wind one round loads of things and then let go, it pulls itself through all of them.
To provide evidence for the ‘low empathising/high systemising profile’, Baron-Cohen devised questionnaires – the
Here are some items from updated versions of the EQ and SQ. How do you think a person who was low on empathising and high on systemising might answer each of these questions? Choose ‘Strongly agree’ or ‘Strongly disagree’ for each.
a.
Strongly agree
b.
Strongly disagree
The correct answer is a.
a.
Strongly agree
b.
Strongly disagree
The correct answer is b.
a.
Strongly agree
b.
Strongly disagree
The correct answer is a.
a.
Strongly agree
b.
Strongly disagree
The correct answer is b.
These items are from the Empathy Quotient (EQ) and Systemising Quotient (SQ) for Adults (Autism Research Centre, 2018)
From people’s total questionnaire scores, Baron-Cohen reported that autistic respondents tended to score high on systemising and low on empathising, whereas few of the typically developed respondents tested showed the same pattern (Baron-Cohen et al., 2014). According to this profile, autistic people have particular interests and skills in ‘systematic’ subjects such as engineering, science and computing, and are less interested or skilled in dealing with people and social relationships. This profile does seem broadly consistent with the diagnostic criteria, and the theory has the merit of attempting to integrate social and non-social characteristics. However, the approach has been strongly questioned (Subbaraman, 2014). Firstly, since the questionnaires are ‘self-report’, participants may choose their answers to fit a certain self-image, rather than their true preferences. Secondly, the overall score differences between autistic and control groups of participants are small. Thirdly, the theory plays to a predominantly male stereotype of the autistic person as socially insensitive and obsessed with machines. But as you saw in Week 2, autistic people may have skills in many areas besides engineering, science and computing. They cannot be assumed to conform neatly to the empathising–systemising profile, and the way autism is expressed in women may be particularly far from this account.
Each of the psychological theories outlined this week is based on research, and offers possible insights into the thinking processes and experiences of individuals with autism. A serious limitation to all the theories is that the experimental evidence tends to come from ‘high-functioning’ individuals, who are able to understand and comply with task instructions. Even within this group, there are individual differences in the pattern of responses, highlighting once again the heterogeneity of autism. Also, autistic females are often under-represented in psychological tests, and when they are tested, there are some differences in how they respond (Mandy et al., 2012).
None of the approaches considered offers insights into unusual sensory responses, such as hyper- and hyposensitivity to sounds and other sensory stimuli. These affect a majority of people on the spectrum, but in different ways, which makes it hard for researchers to identify common underlying factors. Some recent research in this field focuses on differentiating the sensory issues in autism into different profiles, as a first step towards explaining underlying causes (Tomchek et al., 2018).
Psychological theories and tasks do provide a useful reference point for research into how underlying neurobiological differences relate to the behavioural characteristics of autism. We turn to neurobiology next.
Neurobiological research covers a range of levels from the structure and function of brain areas, to the way nerve cells communicate with one another, to the role of ‘chemical messengers’ such as hormones.
Research into the structure and function of the brain draws extensively on a range of
Functional Magnetic Resonance Imaging (fMRI) monitors brain activity while a person is performing psychological tests, such as recognising faces, responding to emotional stimuli or understanding language.

The patterns of brain activity revealed by fMRI may differ in people with autism, compared to the neurotypical population. For instance, there may be reduced activity in a brain region called the

Atypical patterns of brain activity are also observed when autistic people perform tasks such as the ‘Reading the Mind in the Eyes’ test illustrated earlier.
(See Lai, Lombardo and Baron-Cohen, 2013, for an overview of findings like those discussed in this section.)
Other brain studies focus at the level of nerve cells or

There is also some evidence that the structure and functioning of

Some studies suggest that some autistic people have higher than normal levels of a neurotransmitter called
Finally, different levels of certain
If you are interested to learn more about the brain and nervous system and how they are implicated in autism, you may like to look at parts of this optional interactive activity:
You can find an downloadable interactive brain activity at this link.
You can find instructions for downloading and using the interactive brain activity at this link.
Both the psychological characteristics of autism and underlying neurobiological atypicalities are thought to be linked to genetic influences.
As you learned in Week 1, twin studies provide evidence for a strong genetic factor in autism. When one twin of a pair is on the autism spectrum, the chance of the other twin also being on the spectrum (known as
Even in non-identical twins or in siblings, concordance for autism is higher than in the neurotypical population. Twin and sibling concordance findings together suggest that autism can be passed down (inherited) from one generation to another, and affect multiple members of the same family. This was illustrated in video clips in Week 3: brothers Acis and Harry and their grandfather John are all on the autism spectrum.
Genes are commonly referred to as the ‘blueprints’ for life – the basic units of
Each gene contains the instructions for making a specific protein which in turn instructs our cells and tissues how to interact, grow or respond to damage and diseases. For example, there is a gene containing instructions for making the hormone insulin, a substance with an important role in regulating our blood sugar level. While we each have a gene that codes for insulin, the precise sequence of units within that gene can vary between individuals. Such differences, known as DNA
Genes are organised into 23 distinctive pairs of structures called

In humans, the 23 chromosome pairs hold tens of thousands of genes that together are known as the
Each of us inherits one member of each chromosome pair from each of our parents – but before they are passed on during sexual reproduction, material within each of these chromosome pairs crosses over during the formation of egg or sperm, part of a process known as meiosis (Fig. 11). Natural breakages occur on each paired chromosome, shown here at the white line two thirds of the way down, and a section of genetic material is exchanged such that novel combinations are formed. Each egg or sperm inherits just one of these paired chromosomes which includes a novel combination of material from each parental chromosome.

The result is that offspring inherit combinations of each of their parents' chromosomes, and can therefore also exhibit characteristics of each parent, and of earlier generations (Fig. 12).

During egg and sperm formation, and during breakage and rejoining of the parental chromosomes, additional changes to the genetic sequence may occur. Such ‘
In autism, links are proposed between particular genetic variants, atypical development of the nervous system including the brain, and behavioural differences such as theory of mind difficulty and repetitive tendencies.
However, this is a complex and speculative field. Whereas certain conditions (e.g. cystic fibrosis) result from mutation of just a single gene, autism (except in fairly rare cases) involves the combined effects of variants in many different genes – it is said to be
Besides this complex pattern of genetic influences, the
(See Lai, Lombardo and Baron-Cohen, 2013 for an overview of autism findings like those discussed in this section)
Now it’s time to complete the Week 4 badge quiz. It is similar to previous quizzes, but this time instead of answering 5 questions there will be 15.
Remember, this quiz counts towards your badge. If you’re not successful the first time, you can attempt the quiz again in 24 hours.
Open the quiz in a new window or tab then come back here when you’re done.
This week has looked at key explanations of autism at three different levels: psychology, neurobiology and genetics. Psychological research has highlighted processes (theory of mind, executive function, etc.) which may help to explain observed behaviour and thinking style in autism. But no theory is conclusive, the findings vary, and in particular sensory differences have proved difficult to explain. There is copious research into brain and nervous system differences and genetic influences related to autism, but again, no firm conclusions can be drawn.
Next week deals with the very different question of how autistic people can be helped.
You should now be able to:
Now you can go to Week 5.
This course was written by Dr Ilona Roth and Dr Nancy Rowell.
Except for third party materials and otherwise stated (see terms and conditions), this content is made available under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 Licence.
The material acknowledged below and within the course is Proprietary and used under licence (not subject to Creative Commons Licence). Grateful acknowledgement is made to the following sources for permission to reproduce material in this course:
Figure 1: adapted from Frith, U. (1989) Autism: Explaining the Enigma, Oxford: Blackwell.
Figure 2: © Axel Scheffler
Figure 5: © Association for Child Psychology and Psychiatry; taken from the Reading the Mind in the Eyes: Test Revised Version
Figure 6: © Janne Moren (Flickr) https://creativecommons.org/ licenses/ by-nc-sa/ 2.0/
Figure 7: courtesy Robert T. Schultz
Figure 8: © Jason Wolff
Figure 9: © Science Photo Library / Alamy Stock Photo
Figure 10: courtesy of Professor Ferguson-Smith
Activity 4: extract from Empathy Quotient (EQ) and Systemising Quotient (SQ) for Adults (Autism Research Centre 2018)
Activity 2: © The Open University
1.4 audio: Dr Wenn Lawson ©The Open University
1.4 video: © The Open University
2.2 video (clip 1): courtesy Surrey Autism Board http://www.surreypb.org.uk/ surrey-autism-partnership-board.html
2.2 video (clip 2): courtesy: National Autistic Society https://www.autism.org.uk/
Every effort has been made to contact copyright owners. If any have been inadvertently overlooked, the publishers will be pleased to make the necessary arrangements at the first opportunity.
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